Job Description

-Perform Operations of investment funds -Respond to client inquiries -Perform record keeping. Performs manual filing, creates electronic files for storing data -Select or direct the execution of trades -Present investment information, such as product risks, fees, or fund performance statistics -Meet with investors to determine investment goals or to discuss investment strategies -Attend investment briefings or consult financial media to stay abreast of relevant investment markets -Prepare for and respond to regulatory inquiries -Analyze acquisitions to ensure conformance with regulatory requirements -Verify regulatory compliance of transaction reporting -Review offering documents to ensure regulatory compliance